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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2023-12-07 |
| TX | RA | APPROVED_RES | 2021-01-04 |
| PA | RA | APPROVED | 2014-04-02 |
Branch Locations
300 Conshohocken State Road Suite 400, West Conshohocken, PA 19428 • United States
Fish Haven, ID • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | West Conshohocken | PA | 09/2002 | Present |
(1)Name of Business: Opyn Market - Transparent Health Marketplace - Convertible Address: 360 River Road, Collegeville, PA, 19426, United States Activity Type: Private Investment/Private Securities Transaction(PST) Position/Title: Investment Related: Yes Start Date: 03/15/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-27 |
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