Roger Stephen Augustyn

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1986 → 01/2026
  Financial Solutions, Inc.
  Omaha, NE
• 01/2011 → 09/2016
  Vsr Financial Services, Inc.
  Overland Park, KS
• 01/2011 → 09/2016
  Vsr Advisory Services, Inc.
  Overland Park, KS
• 09/2016 → 09/2016
  Summit Brokerage Services, Inc.
  Omaha, NE
• 09/2016 → 09/2016
  Summit Financial Group, Inc.
  Boca Raton, FL
• 09/2016 → 06/2024
  Securities America, Inc.
  Omaha, NE
• 09/2016 → 05/2019
  Wealthplan Partners
  Omaha, NE
• 05/2019 → 11/2024
  Arbor Point Advisors
  Omaha, NE
• 06/2024 → 01/2026
  Osaic Wealth, Inc.
  Omaha, NE
• 11/2024 → 01/2026
  Osaic Advisory Services, Llc
  Atlanta, GA
• 01/2026 → Present
  Carson Wealth
  Omaha, NE
• 01/2026 → Present
  Cwm , Llc
  Omaha, NE

Previous Registrations

• 2024-11-08 → 2026-01-26
  Osaic Advisory Services, Llc
  Atlanta, GA
  Omaha, NE
• 2019-05-20 → 2024-11-08
  Arbor Point Advisors
  Omaha, NE
• 2016-09-27 → 2019-05-16
  Wealthplan Partners
  Omaha, NE
• 2016-09-01 → 2016-09-26
  Summit Financial Group Inc
  Boca Raton, FL
• 2011-01-21 → 2016-09-02
  Vsr Financial Services, Inc.
  Omaha, NE
  Overland Park, KS
• 2005-08-12 → 2011-01-21
  New England Securities
  Overland Park, KS
  Omaha, NE
  Omaha, NE
• 1997-03-06 → 2005-07-22
  Financial Solutions, Inc.
  Omaha, NE
• 2004-12-15 → 2005-03-16
  Cetera Advisors Llc
  Omaha, NE

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-01-06
• S63 Uniform Securities Agent State Law Examination
  1992-10-23