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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-10-23
MI RA APPROVED 2017-01-03
FL RA APPROVED 2016-12-23
TX RA APPROVED_RES 2016-12-22
OH RA APPROVED 2012-11-30
  • CA RA
    APPROVED
    Since 2017-10-23
  • MI RA
    APPROVED
    Since 2017-01-03
  • FL RA
    APPROVED
    Since 2016-12-23
  • TX RA
    APPROVED_RES
    Since 2016-12-22
  • OH RA
    APPROVED
    Since 2012-11-30

Branch Locations

Celebration, FL • United States

4159 Holland Sylvania #104, Toledo, OH 43623 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth, Inc. Toledo OH 11/2012 Present
Previous Registrations
  • 2009-08-26 → 2012-12-04
    Next Financial Group, Inc.
    Toledo, OH
  • 2003-08-01 → 2009-08-24
    Mutual Service Corporation
    Toledo, OH
Other Businesses

1. CAREY STANSBURY, YES, 4159 HOLLAND SYLVANIA #104, TOLEDO, OH 43623, OWNER, 12/1982, 10, 2, SELL LIFE INSURANCE... 2. ROYAL ALLIANCE, YES, 4159 HOLLAND SYLVANIA, #104, TOLEDO, OH 43623, IAR, 12/01/12, 120, 80, INVESTMENT ADVISORY SERVICES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-29
S63 Uniform Securities Agent State Law Examination 1987-06-25
  • S65 Uniform Investment Adviser Law Examination
    1999-12-29
  • S63 Uniform Securities Agent State Law Examination
    1987-06-25

View on SEC IAPD

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