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12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-07 |
| CA | RA | APPROVED | 2022-07-15 |
Branch Locations
1400 Guerneville Road Suite #14, Santa Rosa, CA 95403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Npb Financial Group, Llc | Burbank | CA | 08/2009 | Present |
| Independent Financial Group, Llc | Santa Rosa | CA | 07/2022 | Present |
(1) OUTSIDE INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/1986 ADDRESS: 1400 Guerneville Road, Suite #14, Santa Rosa CA 95403, United States DESCRIPTION: OUTSIDE INSURANCE. (2) JOHN R PEARSON CFP POSITION: DBA Name for Marketing Purposes Only CFP NATURE: Other: INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/1986 ADDRESS: 1400 Guerneville Road, Suite #14, Santa Rosa CA 95403, United States DESCRIPTION: DBA NAME FOR MARKETING PURPOSES. (3) REAL ESTATE MANAGEMENT POSITION: My wife manages the Duplex while I manage the contractors if repairs are needed. NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 427 N Cloverdale Blvd, Cloverdale CA 95425, United States DESCRIPTION: My wife manages the tenants and rental cash flow while I manage the contractors when needed.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-09-26 |
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