Karen Marie Clerici

Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 11/2016
  Prospera Financial Services, Inc.
  Dallas, TX
• 11/2016 → Present
  Transamerica Retirement Solutions
  Asheville, NC
• 11/2016 → Present
  Transamerica Investors Securities Corporation
  Asheville, NC

Previous Registrations

• 2012-08-07 → 2016-11-15
  Prospera Financial Services, Inc.
  Dallas, TX
  Asheville, NC
• 2010-03-02 → 2012-08-07
  Raymond James Financial Services Advisors, Inc
  Asheville, NC

Other Businesses

I lead hikes for a hiking company, Asheville Adventures, address: 29 Asheville Cottage Lane, Asheville, NC 28806. It is not investment related. I work 2-3 hours a week, on the weekends starting on 7/1/2021. I do not work during trading hours. I make coffee

Exams

• S66 Uniform Combined State Law Examination
  2009-06-03
• S63 Uniform Securities Agent State Law Examination
  1991-06-12

Other Names

• Karen Lund
• Karen Marie Clerici
• Karen Marie Lund