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Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-25
  • TX RA
    APPROVED
    Since 2021-01-25

Branch Locations

Mckinney, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Lewisville TX 07/2012 06/2019
Transamerica Investors Securities Corporation Mckinney TX 01/2021 Present
Na Mckinney TX 07/2019 12/2020
Transamerica Life Insurance Company Mckinney TX 01/2021 Present
  • 07/2012 → 06/2019
    Tiaa
    Lewisville, TX
  • 01/2021 → Present
    Transamerica Investors Securities Corporation
    Mckinney, TX
  • 07/2019 → 12/2020
    Na
    Mckinney, TX
  • 01/2021 → Present
    Transamerica Life Insurance Company
    Mckinney, TX
Previous Registrations
Other Businesses

QRZ Real Estate Solutions LLC POSITION: Owner NATURE: Invest in single family properties INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 08/20/2020 ADDRESS: 8308 Olympia Dr. McKinney TX 75072, United States DESCRIPTION: The LLC was setup to hold real estate assets. I will occasionally invest in single family properties for my personal portfolio. Transforming Fathers Position: Owner Nature: Fitness/nutrition/ mindset coaching. Investment Related: NO Number of Hours: 8 SECURITIES TRADING HOURS: 0 START DATE: 09/25/2023 ADDRESS: 8308 Olympia Dr. McKinney TX 75072, United States DESCRIPTION: Sharing my experience about my personal transformation and helping others with Fitness, nutrition and mindset coaching using the Trainerize app.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-17
S63 Uniform Securities Agent State Law Examination 2000-06-30
  • S66 Uniform Combined State Law Examination
    2012-08-17
  • S63 Uniform Securities Agent State Law Examination
    2000-06-30

View on SEC IAPD

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