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Sara Kay Thomas

Tiaa-Cref Individual & Institutional Services, LLC

Pittsburgh, PA

Gibsonia, PA

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-04-18
  • PA RA
    APPROVED
    Since 2019-04-18

Branch Locations

141 South St. Clair Street Suite 202, Pittsburgh, PA 15206 • United States

Gibsonia, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Pittsburgh PA 03/2010 Present
Tiaa-Cref Individual & Institutional Services, Llc Pittsburgh PA 03/2010 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-06-09
S63 Uniform Securities Agent State Law Examination 1994-09-01
  • S65 Uniform Investment Adviser Law Examination
    2000-06-09
  • S63 Uniform Securities Agent State Law Examination
    1994-09-01
Other Names
  • Sara Kay Thomas
  • Sally Kay Thomas
  • Sally Thomas Jacoby
  • Sara Thomas Jacoby

View on SEC IAPD

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