Steven Michael Wilcox

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 12/2022
  Stifel Independent Advisors, Llc
  Prairie Village, KS
• 01/2023 → Present
  Lpl Financial Llc
  Prairie Village, KS

Previous Registrations

• 2012-10-10 → 2022-12-31
  Stifel Independent Advisors, Llc
  Prairie Village, KS
  St. Louis, MO

Other Businesses

1) 01/27/2023 - Village Investment & Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 12/18/2024 - Wilcox Properties - Real Estate Rental - Owner - Overland, KS - Investment related - 10 Hours per month/ 0 Hours during trading- Start date: 01/10/2019.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-28
• S63 Uniform Securities Agent State Law Examination
  1986-12-01