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6330 Sprint Pkwy Suite 400, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-01-02 |
Branch Locations
11479 South Pine Drive, Parker, CO 80134 • United States
6330 Sprint Pkwy Suite 400, Overland Park, KS 66211 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2017 | 12/2017 |
| Mountain West Retirement, Llc | Parker | CO | 06/2018 | 04/2019 |
| Ae Wealth Management, Llc | Topeka | KS | 09/2019 | 05/2022 |
| Mountain West Retirement, Llc | Aurora | CO | 06/2008 | Present |
| E.A. Buck Insurance Dba Ea Buck Financial Services | Denver | CO | 07/2021 | 05/2022 |
| Madison Avenue Securities | San Diego | CA | 07/2021 | 05/2022 |
| Gradient Advisors, Llc | Arden Hills | MN | 05/2022 | 05/2023 |
| Creativeone Wealth | Overland Park | KS | 05/2023 | Present |
| Prospect Wealth Advisors Of Colorado | Parker | CO | 05/2023 | Present |
MOUNTAIN WEST RETIREMENT, LLC.; NOT INVESTMENT RELATED; PARKER, CO ; PRESIDENT/MANAGING PARTNER; MARKETING INSURANCE SERVICES; START DATE 04/2022; APPROX 160HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING. PROSPECT WEALTH ADVISORS OF COLORADO; INVESTMENT RELATED; PARKER, CO ; FOUNDER; MARKETING ADVISORY SERVICES OFFERED THROUGH C1W; START DATE 05/2023; APPROX 160HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING. AMERICAN FINANCIAL EDUCATION ALLIANCE; PARKER, CO; START DATE 03/2023; NOT INVESTMENT RELATED; CHAPTER PRESIDENT/ INSTRUCTOR FOR A VARIETY OF FINANCIAL EDUCATION CLASSES THROUGH A NOT-FOR-PROFIT; APPROX 16HRS/MONTH AND 0 DURING SECURITIES TRAIDING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 1989-11-22 |
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