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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2009-10-30 |
Branch Locations
2221 Washington St Ste 300, Newton, MA 02462 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Norwood | MA | 10/2009 | Present |
| Bank Of America,N.A. | Newton | MA | 06/2011 | Present |
I*99661FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: FRAMINGHAM STATE UNIVERSITY FOUNDATIONINVESTMENT RELATED: YADDRESS OF BUSINESS:FRAMINGHAM, MASSACHUSETTS 1701NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 2/15/2017NUMBER OF HOURS DEVOTED: 6 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: SERVES AS THE ORGANIZATION'S GOVERNING BODY AND HAS FIDUCIARY RESPONSIBILITY FOR THE ORGANIZATION. RESPONSIBILITIES INCLUDE:ATTEND MEETING, VOTE, AND ENSURE THAT POLICIES AND PROCESSES ARE CURRENT AND PROPERLY IMPLEMENTED I*3717268, Entity Type: Entity Charitable, Name of OBA: Northeast Geographical Information Society , Address: Boston, Massachusetts, 02125, Investment Related: N, Position, Title, Association: Treasurer, Employee Start Date: 11/17/2025, No Hours: 3 Monthly, No Hours during Trading: 0 Monthly, Duties: As Treasurer I will be responsible for reconciling business checking account and report quarterly to board. Provide scholarships to college students that study Geographical Information Systems.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-20 |
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