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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-10-02 |
| TX | RA | APPROVED | 2022-12-05 |
| KY | RA | APPROVED | 2009-09-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Bowling Green | KY | 04/2005 | Present |
| Raymond James Financial Services Advisors, Inc. | Bowling Green | KY | 01/2009 | Present |
(1)Name of Business: Ben Smith & Company Financial Services, Inc. Address: 313 East 10th Ave, Bowling Green, KY, 42101, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/19/2014 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: owner (2)Name of Business: Ben Smith Life Compass Financial, Inc. Address: 313 East 10th Ave, Bowling Green, KY, 42101, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/12/2010 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: owner (3)Name of Business: Dream Meadows Farm, LLC Address: 313 E 10th Ave, Bowling Green, KY, 42101-2109, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/18/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own the LLC with sole purpose is to own and maintain the ofgfice building I rent to my financial advisory business. (4)Name of Business: Life Compass Financial Address: 313 E 10th Ave, Bowling Green, KY, 42101-2109, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 01/09/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Owner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-09 |
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