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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-04-05
OH RA APPROVED 2009-01-02
TX RA APPROVED_RES 2009-01-02
  • FL RA
    APPROVED
    Since 2024-04-05
  • OH RA
    APPROVED
    Since 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2009-01-02

Branch Locations

7473 Center Street, Mentor, OH 44060 • United States

Miami Beach, FL • United States

Carver Financial Services Inc

7473 Center St, Mentor, OH 44060 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2003-01-17
  • OH RA
    APPROVED
    Since 2003-01-17

Branch Locations

7473 Center Street, Mentor, OH 44094 • United States

7473 Center St, Mentor, OH 44060 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Mentor OH 12/1990 Present
Raymond James Financial Services Advisors, Inc Mentor OH 01/2009 Present
Top Producer International Llc Mentor OH 06/2017 04/2023
Elite Advisor Wealth Symposium Mentor OH 06/2017 08/2023
Carver Financial Services Inc. Mentor OH 01/1990 Present
Other Businesses

(1) 8805 Pheasant Run Ln, Mentor, OH, 44060, Other P/T: Other I/R: No 01/16/2025 HPM: 0-1 HPM T H:0-1 Duties: This is a personal web site (2) 8805 Pheasant Run , Kirtland Hills , OH, 44060, Other P/T: Author I/R: No 05/04/2024 HPM: 2-10 HPM T H:0-1 Duties: Working on writing an autobiography (3) Annual Accredited CLE - CPE Upate 7473 Center St, Mentor, Other, 44060, Professor/Teacher P/T: I/R: No 11/06/2020 HPM: 2-10 HPM T H:0-1 Duties: (4) Apptuation 7473 Center St, Mentor, OH, 44060, Business Owner P/T: Officer - CEO I/R: No 05/01/2014 HPM: 0-1 HPM T H:0-1 Duties: I am the sole LLC member - this was set up to hold a single property (5) Carver Asset Management Inc. 7473 Center St. Mentor OH, Mentor, OH, 44060, Rental Real Estate P/T: Partner I/R: Yes 04/23/1993 HPM: 2-10 HPM T H:0-1 Duties: NOT REQUIRED AT TIME OF SUBMISSION (6) Carver Financial Services 7473 Center St. Mentor OH 44060, Mentor , OH, 44060, Other P/T: Owner/Proprietor I/R: No 01/01/1990 HPM: 81+ HPM T H:41-80 Duties: NOT REQUIRED AT TIME OF SUBMISSION (7) ICCF Aviation LLC 7473 Center St, Mentor, OH, 44060, Business Owner P/T: Partner I/R: No 04/16/2019 HPM: 0-1 HPM T H:0-1 Duties: I am a member of this LLC which owns a fractional share of an airplane (8) IPCF Aviation 8805 Pheasant run Lane, Kirtland Hills , OH, 44060, Other P/T: Agent, Partner I/R: No 04/15/2019 HPM: 0-1 HPM T H:0-1 Duties: This used to own my personal aircraft and is a holding company. Currently it does not own any pLn. (9) Mile High Club Aviation LLC 8805 Pheasant Run LN, Kirtland Hills , OH, 44060, Other P/T: Partner I/R: No 06/20/2024 HPM: 0-1 HPM T H:0-1 Duties: Single member LLC to own part of an aircraft (10) NA 8805 Pheasant Run Ln, Kirtland Hills, OH, 44060, Other P/T: Author I/R: Yes 03/01/2011 HPM: 0-1 HPM T H:0-1 Duties: Helping daughter (11) NA 8805 Pheasant Run Ln, Kirtland Hills, OH, 44060, Other P/T: Author I/R: No 02/04/2014 HPM: 0-1 HPM T H:0-1 Duties: Co Author (12) The Ultimate Vacation - The defintive guide to living well today and retiring well tomorrow 8805 Pheasant run Lane, Kirtland Hills , OH, 44060, Other P/T: Author I/R: Yes 04/24/2019 HPM: 2-10 HPM T H:0-1 Duties: Author of new book (13) Toy Box Properties LLC 9000 Osborne Dr, Mentor, OH, 44060, Rental Real Estate P/T: Partner I/R: Yes 05/12/2016 HPM: 0-1 HPM T H:0-1 Duties: This LLC was set up to buy a building in which I store things (14) Truechain 8805 Pheasant Run Ln, Kirtland Hills , OH, 44060, Business Owner P/T: Other I/R: No 10/20/2017 HPM: 2-10 HPM T H:0-1 Duties: Passive Investor in start-up company of a friend (15) What the Ultra-Successful Do to 8805 Phesant Run Lane, Kirtland Hills, OH, 44060, Other P/T: Author I/R: No 10/10/2017 HPM: 0-1 HPM T H:0-1 Duties: This will be a book on how to achieve success. I am the sole person involved in writing this. (16) Name of Business: Address: 7473 Center St, Mentor, OH, 44060 Activity Type: Other Position/Title: Consulting Investment Related: No 06/29/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Duties: This is our 30th Annual CPE update - I help organize the speakers

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-20
S63 Uniform Securities Agent State Law Examination 1986-12-15
  • S65 Uniform Investment Adviser Law Examination
    2023-09-20
  • S63 Uniform Securities Agent State Law Examination
    1986-12-15
Other Names
  • Randy Carver

View on SEC IAPD

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