Best Investors Account Sign in
Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-12
DE RA APPROVED 2021-01-08
TX RA APPROVED 2020-06-02
OH RA APPROVED 2011-04-27
NJ RA APPROVED 2006-06-27
  • NY RA
    APPROVED
    Since 2021-04-12
  • DE RA
    APPROVED
    Since 2021-01-08
  • TX RA
    APPROVED
    Since 2020-06-02
  • OH RA
    APPROVED
    Since 2011-04-27
  • NJ RA
    APPROVED
    Since 2006-06-27

Branch Locations

100 Motor Parkway Suite 590, Hauppauge, NY 11788 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Inc. Hauppauge NY 09/1991 Present
  • 09/1991 → Present
    Janney Montgomery Scott Inc.
    Hauppauge, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-26
S63 Uniform Securities Agent State Law Examination 1991-02-07
  • S66 Uniform Combined State Law Examination
    2006-06-26
  • S63 Uniform Securities Agent State Law Examination
    1991-02-07

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Hauppauge, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor