Scott David Nelson

Current Employers

Employment History

• 02/2006 → Present
  Lpl Financial, Llc
  East Longmeadow, MA
• 08/2025 → Present
  Flagship Harbor Advisors, Llc
  Newburyport, MA
• 02/2006 → 08/2025
  Lpl Financial, Llc
  East Longmeadow, MA

Previous Registrations

• 2000-01-31 → 2006-02-17
  Ameriprise Financial Services, Llc
  East Hartford, CT

Other Businesses

1. 02/17/2006 - NO BUSINESS NAME - IN. REL. - AT REPORTED BUSINESS LOCATION(S)- Non-Variable Insurance Trails Only - COMMISSION TRAILS FROM BALTIMORE LIFE. WHOLE LIFE POLICIES SOLD PRIOR TO ASSOCIATION WITH LPL. NO LONGER LICENSED WITH BALTIMORE LIFE. - TIME SPENT 0%. 2. 12/6/2007 - NELSON FAMILY FINANCIAL - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3) 12/19/2007 - Nelson Realty - Investment Related -Real Estate Rental. 4. 5/15/2012 - REAL ESTATE RENTAL - MOOSEHEAD HIDEAWAY - WE HAVE A 6 UNIT APARTMENT BUILDING AND ALSO A WEEKLY VACATION RENTAL. NONE OF OUR RENTERS ARE CUSTOMERS OF MINE. - Investment Related - MANCHESTER, CT & GREENVILLE, ME - TIME SPENT 5%. 5. 11/1/2017 - Thrive Wealth Strategies - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/19/2017 - 40 Hours Per Month During Securities Trading. 6. 11/19/2020 - Advocate Health LLC - DBA: Thrive Medicare Strategies - Investment Related - Home Based - Non-Variable Insurance - Started 01/01/2007 - 10 Hours Per Month During Securities Trading - Represent a few medicare companies (Anthem Blue Cross Blue Shield, Aetna, UnitedHealthcare, Humana and Connecticare) during Medicare open enrollment period. 7) 10/09/2025 - Flagship Harbor LLC - Investment Related - Registered Investment Advisor Hybrid - Boston MA - Start Date:09/18/2025 - 160 Hrs/Mth - 160 Hrs During Trading.I provide investment advisory services through Flagship Harbor LLC, an independent investment advisor firm. I started this business activity in 09/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-16
• S63 Uniform Securities Agent State Law Examination
  1999-07-09

Other Names

• Scott D Nelson