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Osaic Institutions, Inc. CRD 35371
$6.49B regulatory AUM 7 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-05-05 |
| CA | RA | APPROVED | 2022-05-04 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Partners Services | Westminster | CA | 02/2001 | Present |
| Lpl Financial Llc | Westminster | CA | 06/2011 | 05/2022 |
| Infinex Investments, Inc. | Meriden | CT | 05/2022 | Present |
(1) AmeriEstate - Investment Related - At Reported Business Location(s) - Prepaid Legal and Trust Services- Started 01/05/2009 - 3 Hours Per Month/0 Hours During Securities Trading. Referral of clients for Trust Services
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-24 |
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