Thomas J Degnan

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 11/2020
  Invesco Distributors, Inc.
  Houston, TX
• 12/2020 → 05/2021
  Unemployed
  Norwell, MA
• 02/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
• 05/2021 → 02/2024
  Ss&C
  Quincy, MA

Previous Registrations

• 2016-01-15 → 2020-11-18
  Invesco Advisers, Inc.
  Norwell, MA
  Atlanta, GA

Other Businesses

I*2961276, Entity Type: , Name of OBA: Humarock Dirt Road Association, Address: Humarock, Massachusetts, 02047, Investment Related: N, Position, Title, Association: Committee, Employee State Date: 11/01/2025, No Hours: 4 Yearly, No Hours during Trading: 0 Yearly, Duties: I would be a committee member and would offer suggestions and direction on the best ways to maintain the private road. The committee would be responsible for the budget of the association. It is a neighborhood association to maintain and repair a private road

Exams

• S66 Uniform Combined State Law Examination
  2024-03-06
• S65 Uniform Investment Adviser Law Examination
  2016-01-13
• S63 Uniform Securities Agent State Law Examination
  1990-07-09

Other Names

• Thomas Degnan
• Thomas John Degnan