Catherine Irene Urbach

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 11/2016
  Unemployed
  Westminster, CO
• 11/2016 → 01/2017
  Target
  Superior, CO
• 01/2017 → 05/2017
  Unemployed
  Westminster, CO
• 05/2017 → 02/2018
  National Planning Holdings
  Denver, CO
• 12/2019 → Present
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 02/2018 → 11/2018
  Unemployed
  Westminster, CO
• 11/2018 → 04/2019
  Home Depot
  Westminster, CO
• 01/2019 → 12/2019
  Special Counsel
  Lonetree, CO
• 05/2022 → 12/2023
  Schwab Private Client Investment Advisory, Inc.
  Lone Tree, CO

Previous Registrations

• 2022-06-23 → 2024-02-10
  Schwab Wealth Advisory, Inc.
  Lone Tree, CO
• 2017-05-03 → 2018-02-21
  National Planning Corporation
  Denver, CO
• 2008-07-11 → 2016-03-04
  Lpl Financial Llc
  San Diego, CA
• 2002-05-23 → 2008-05-19
  Ifmg Securities, Inc.
  Denver, CO
  Broomfield, CO
  Purchase, NY

Other Businesses

1) Catherine Photography | Investment Related:No|9310 Gray Court|Westminster|CO|80031|USA|Other|Owner|1/1/2000|Less than 20|0|I sometimes sell my photography at craft shows. I am not active with this business right now, but would like it approved for when I try to start it up again. It is expected to be very part-time on weekends only.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-10-13
• S63 Uniform Securities Agent State Law Examination
  1989-02-17

Other Names

• Cathy Urbach