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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-12-26
  • CT RA
    APPROVED
    Since 2023-12-26

Branch Locations

Hanover, MA • United States

80 Washington Street Building J, Norwell, MA 02061 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Norwell MA 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Norwell, MA
Other Businesses

ANDREW WHITE DBA SPIT OUDES. OUTERWEAR DISTRIBUTION. START 5/09 AND END DATE. WILL DO SALES. 8HRS PER MTH, 0 HRS DURING BUS. NAME OF ENTITY: Andrew White / UBER ADDRESS OF BUSINESS: Not Provided. BUSINESS DESCRIPTIONS: Livery Service BUSINESS IS/IS NOT INVESTMENT RELATED: NO. PROJECTED START DATE: - 0/21/2016. PROJECTED END DATE: - 01/01/2020. CAPACITY: Sole Proprietor. DUTIES PERFORMED: Livery services / Transport. HOURS DEVOTED TO THIS OBA PER MONTH: 04. HOURS DEVOTED DURING SECURITY TRADING HOURS PER MONTH: 00.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-26
S63 Uniform Securities Agent State Law Examination 2000-05-05
  • S65 Uniform Investment Adviser Law Examination
    2001-02-26
  • S63 Uniform Securities Agent State Law Examination
    2000-05-05

View on SEC IAPD

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