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Kyle Francis Mumpton

Thrivent Investment Management Inc.

Liverpool, NY

CRD 1585840

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-24
TX RA APPROVED 2018-03-14
  • NY RA
    APPROVED
    Since 2021-06-24
  • TX RA
    APPROVED
    Since 2018-03-14

Branch Locations

7897 Oswego Rd, Liverpool, NY 13090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Liverpool NY 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Other Businesses

4/24/14 - KF MUMPS LLC,7897 OSWEGO RD, LIVERPOOL, NY 13090 CREATED FOR THE SOLE PURPOSE OF HOLDING REAL ESTATE. IT WILL BE OWNER OCCUPIED. IT IS A ONE MEMBER (KYLE MUMPTON) LLC. THERE WILL BE ZERO HOURS PER MONTH DONATED TO THIS BUSINESS. THERE WILL BE ZERO HOURS DEVOTED TO THIS BUSINESS DURING SECURITIES TRADING HOURS. THE REAL ESTATE ADDRESS NOTED ABOVE WILL EVENTUALLY BE THE NEW OFFICES FOR EXISTING BUSINESS, AND THE LLC WILL OWN THE BUILDING. MULTIPLE INSURANCE COMPANIES POSITION: none NATURE: renewals only medamerica MetLife INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/1999 ADDRESS: 7897 OSWEGO RD, Liverpool NY 13090, United States DESCRIPTION: none

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-28
S63 Uniform Securities Agent State Law Examination 1987-05-02
  • S65 Uniform Investment Adviser Law Examination
    1998-08-28
  • S63 Uniform Securities Agent State Law Examination
    1987-05-02
Designations
  • Certified Financial Planner

View on SEC IAPD

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