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Thrivent Investment Management Inc. CRD 18387
$20.8B regulatory AUM 84,100 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-24 |
| TX | RA | APPROVED | 2018-03-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc. | Liverpool | NY | 07/2002 | Present |
| Thrivent Financial For Lutherans | Appleton | WI | 07/2002 | Present |
4/24/14 - KF MUMPS LLC,7897 OSWEGO RD, LIVERPOOL, NY 13090 CREATED FOR THE SOLE PURPOSE OF HOLDING REAL ESTATE. IT WILL BE OWNER OCCUPIED. IT IS A ONE MEMBER (KYLE MUMPTON) LLC. THERE WILL BE ZERO HOURS PER MONTH DONATED TO THIS BUSINESS. THERE WILL BE ZERO HOURS DEVOTED TO THIS BUSINESS DURING SECURITIES TRADING HOURS. THE REAL ESTATE ADDRESS NOTED ABOVE WILL EVENTUALLY BE THE NEW OFFICES FOR EXISTING BUSINESS, AND THE LLC WILL OWN THE BUILDING. MULTIPLE INSURANCE COMPANIES POSITION: none NATURE: renewals only medamerica MetLife INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/1999 ADDRESS: 7897 OSWEGO RD, Liverpool NY 13090, United States DESCRIPTION: none
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 1987-05-02 |
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