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4201 Spring Valley Rd. Suite 1500, Dallas, TX 75244 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-28 |
Branch Locations
4201 Spring Valley Rd. Suite 1500, Dallas, TX 75244 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Alliance Financial Llp | Dallas | TX | 05/1990 | Present |
| The Leaders Group, Inc. | Littleton | CO | 08/2014 | 01/2021 |
| Spearhead Capital, Llc | Dallas | TX | 03/2021 | 12/2021 |
| Spearhead Capital Advisors, Llc | Dallas | TX | 03/2021 | 12/2021 |
| Global Advisory Partners, Llc | Dallas | TX | 01/2022 | Present |
| Advisors Equity Group, Llc | Dallas | TX | 07/2021 | 01/2022 |
| The Leaders Group Inc | Littleton | CO | 08/2023 | Present |
1.) SUMMIT ALLIANCE - 11/1/1997 - 4201 Spring Valley Road, Suite 1500, Dallas, TX 75244 - CEO/Owner, Executive Management, Not Invt Rel, Sale and Distribution of Fixed Life Insurance and Annuity Products, 160 hrs/mo; 40 hrs/mo (during trading hours). 2.) GLOBAL ADVISORY PARTNERS LLC - 1/1/2022 - 4201 Spring Valley Road, Suite 1500, Dallas, TX 75244, CCO/IAR, Invt Rel, RA business, 10 hrs/mo; 10 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-21 |
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