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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2016-04-05 |
| CT | RA | APPROVED | 2016-02-29 |
Branch Locations
1 Century Tower 265 Church Street Suite 1102, New Haven, CT 06510 • United States
One State Street Suite 1600, Hartford, CT 06103 • United States
2 Union Plaza, New London, CT 06320 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Hartford | CT | 02/2016 | Present |
| Ubs | Springfield | MA | 03/2016 | Present |
| Ubs Financial Services Inc | Hartford | CT | 01/2025 | Present |
Silas Deane Crossing LLC / 80 Tryon Street South Glastonbury CT 06073 / Partnership/ Real Estate / Commercial Office Building / Partner / / management oversight of leases / Start Date 11/24/06 / 2)First Church of Christ Congregational Glastonbury, CTMember Board of Trustees - primary responsibility facility management of the Church grounds,Assist Church with decisions as it relates to facilities management,Start date-10/1/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-03 |
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