Best Investors
Account
Sign in
Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-18 |
| NJ | RA | APPROVED | 2017-08-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | New York | NY | 05/2003 | Present |
1. PINEAPPLE PLAYHOUSE POSITION: director NATURE: non profit community theater INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 11/29/2023 ADDRESS: 700 Weatherbee Rd, Fort Pierce FL 34982, United States DESCRIPTION: play selection
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-16 |
| S65 | Uniform Investment Adviser Law Examination | 1997-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-01 |
Reach out to this advisor