Brian Edward Hawley

Employer firm

Freedom Investment Management, Inc. CRD 126052

$569M regulatory AUM 31 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• MODEL PROVIDER/STRATEGIST

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2003 → 12/2019
  Sterling Insurance Solutions, Inc.
  Northborough, MA
• 01/2007 → 12/2020
  3D Asset Management, Inc.
  East Hartford, CT
• 12/2020 → 12/2023
  3D/L Capital Management, Llc
  Northborough, MA
• 12/2023 → Present
  Freedom Investment Management, Inc.
  Hartford, CT

Previous Registrations

• 2021-03-11 → 2023-12-21
  3D/L Capital Management, Llc
  Hartford, CT
  Northborough, MA
• 2007-01-31 → 2021-03-31
  3D Asset Management, Inc.
  Northborough, MA

Designations

• Chartered Financial Analyst

Other Names

• Brian E Hawley