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Brian Edward Hawley

Freedom Investment Management, Inc.

Shrewsbury, MA

South Windsor, CT

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Current Employers
Freedom Investment Management, Inc.

1645 Ellington Rd 3Rd Floor, South Windsor, CT 06074 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-01-30
  • MA RA
    APPROVED
    Since 2024-01-30

Branch Locations

Shrewsbury, MA • United States

1645 Ellington Rd 3Rd Floor, South Windsor, CT 06074 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sterling Insurance Solutions, Inc. Northborough MA 05/2003 12/2019
3D Asset Management, Inc. East Hartford CT 01/2007 12/2020
3D/L Capital Management, Llc Northborough MA 12/2020 12/2023
Freedom Investment Management, Inc. Hartford CT 12/2023 Present
  • 05/2003 → 12/2019
    Sterling Insurance Solutions, Inc.
    Northborough, MA
  • 01/2007 → 12/2020
    3D Asset Management, Inc.
    East Hartford, CT
  • 12/2020 → 12/2023
    3D/L Capital Management, Llc
    Northborough, MA
  • 12/2023 → Present
    Freedom Investment Management, Inc.
    Hartford, CT
Previous Registrations
  • 2021-03-11 → 2023-12-21
    3D/L Capital Management, Llc
    Hartford, CT
    Northborough, MA
  • 2007-01-31 → 2021-03-31
    3D Asset Management, Inc.
    Northborough, MA
Designations
Other Names
  • Brian E Hawley

View on SEC IAPD

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