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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-11-15 |
| WA | RA | APPROVED | 2023-11-15 |
| NV | RA | APPROVED | 2023-08-21 |
| TX | RA | APPROVED_RES | 2014-08-04 |
| CA | RA | APPROVED | 2014-08-01 |
Branch Locations
3001 Douglas Blvd, Roseville, CA 95661 • United States
Granite Bay, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Roseville | CA | 08/2014 | Present |
1)Stellars nest/9126 Heartwood Drive/ Truckee /CA 96161/United States/ Rental House / Real Estate /Proprietor / owner / Investment in buiess?: Yes, 100%/ Start Date 8/11/2020
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-04 |
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