Sean Michael Parchment

Employer firm

First Trust Advisors LP CRD 107027

$309B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 01/2019
  Profunds
  Bethesda, MD
• 01/2019 → Present
  First Trust Portfolios L.P.
  Wheaton, IL
• 01/2019 → Present
  First Trust Advisors L.P.
  Wheaton, IL

Previous Registrations

• 2014-11-13 → 2019-02-07
  Proshare Advisors Llc
  Bethesda, MD
• 2013-07-29 → 2015-01-15
  Stadion Money Management, Llc
  Watkinsville, GA
• 2011-05-31 → 2013-02-13
  Neuberger Berman Bd Llc
  New York, NY

Other Businesses

OTHER BUSINESS NAME: AINSLIE BOWERY. LOCATION: 199 BOWERY NEW YORK, NY. NATURE OF BUSINESS: RESTURANT. POSITION OR TITLE: INVESTOR. RESPONSIBILITIES: INVESTOR. START DATE: JUNE 15, 2022. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL/ DURING MARKET HOURS): 0. OTHER BUSINESS NAME: DFY VENDING. LOCATION: NY, NJ, CT. NATURE OF BUSINESS: VENDING MACHINES. POSITION OR TITLE: OWNER. RESPONSIBILITIES: REPLENISHING VENDING MACHINES. START DATE: JAN 19, 2026. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL/ DURING MARKET HOURS): 0.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-05-27
• S63 Uniform Securities Agent State Law Examination
  2004-01-17

Other Names

• Sean M Parchment