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Current Employers
Ingalls Investment Management, Llc

1 Rockefeller Plaza 7Th Floor, New York, NY 10020 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-08-10
  • NY RA
    APPROVED
    Since 2026-08-10

Branch Locations

1 Rockefeller Plaza 7Th Floor, New York, NY 10020

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ingalls & Snyder, Llc New York NY 07/1993 Present
Ingalls Investment Management, Llc New York NY 08/2026 Present
Other Businesses

TRUSTEE OF SEVEN SEPARATE FAMILY TRUSTS. TRUSTS ARE INVESTMENT-RELATED, STARTED AT VARIOUS TIMES, AND AS TRUSTEE DEVOTE LESS THAN 1 HOUR PER MONTH. Serve as a member of Board of Directors for private companies: Owlstone Inc., Salient Imaging and Graffiti Video Inc. devoting less than 10 hours per month to all of them. RR also has formed an entity called Macbay, LLC. The company does not conduct business, but is a holding company for Mr. Boone's personal real estate holdings. He devotes a couple of hours per year to the entity on administrative matters (tax filings, payment of fees). The Board of Salient also serves as the board for a wholly owned subsidiary of Salient, Carriglea, LLC. He spends less than 1 hour per month on matter related to Carriglea, LLC and receives no compensation. Conect, Inc. - Investment related. Company is a developer of a mobile application for use by law enforcement. The rep is a director on the board and will be involved in the non-day to day oversight and operations of the business on a limited basis. Expected time allocation is expected to be less than 10 hours per month. Initiated in March of 2018. The name of the outside business is Yangaroo, Inc. with headquarters located at 535-67 Mowat Avenue, Toronto, ON M6K 3E3 Canada. The nature of the business is digital advertising. The individual will act as a member of the company's Board of Directors, Compensation Committee, and the Interim Chairman of the Audit Committee. The start date was April 15, 2020. The approximate number of hours dedicated to the outside activity is expected to be in the range of 10 to 20 hours per month some of which may be during trading hours. The activity is investment related as the term is defined by FINRA for Form U4 purposes as the company is an issuer of securities.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-01-16
  • S63 Uniform Securities Agent State Law Examination
    1990-01-16
Other Names
  • Shep Boone
  • H. Shepard Boone

View on SEC IAPD

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