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1 Rockefeller Plaza 7Th Floor, New York, NY 10020 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ingalls & Snyder, Llc | New York | NY | 07/1993 | Present |
| Ingalls Investment Management, Llc | New York | NY | 08/2026 | Present |
TRUSTEE OF SEVEN SEPARATE FAMILY TRUSTS. TRUSTS ARE INVESTMENT-RELATED, STARTED AT VARIOUS TIMES, AND AS TRUSTEE DEVOTE LESS THAN 1 HOUR PER MONTH. Serve as a member of Board of Directors for private companies: Owlstone Inc., Salient Imaging and Graffiti Video Inc. devoting less than 10 hours per month to all of them. RR also has formed an entity called Macbay, LLC. The company does not conduct business, but is a holding company for Mr. Boone's personal real estate holdings. He devotes a couple of hours per year to the entity on administrative matters (tax filings, payment of fees). The Board of Salient also serves as the board for a wholly owned subsidiary of Salient, Carriglea, LLC. He spends less than 1 hour per month on matter related to Carriglea, LLC and receives no compensation. Conect, Inc. - Investment related. Company is a developer of a mobile application for use by law enforcement. The rep is a director on the board and will be involved in the non-day to day oversight and operations of the business on a limited basis. Expected time allocation is expected to be less than 10 hours per month. Initiated in March of 2018. The name of the outside business is Yangaroo, Inc. with headquarters located at 535-67 Mowat Avenue, Toronto, ON M6K 3E3 Canada. The nature of the business is digital advertising. The individual will act as a member of the company's Board of Directors, Compensation Committee, and the Interim Chairman of the Audit Committee. The start date was April 15, 2020. The approximate number of hours dedicated to the outside activity is expected to be in the range of 10 to 20 hours per month some of which may be during trading hours. The activity is investment related as the term is defined by FINRA for Form U4 purposes as the company is an issuer of securities.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-01-16 |
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