Mark Edwin Thorne

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2018-02-14
WI	RA	APPROVED	2018-02-14

CA RA
APPROVED

Since 2018-02-14
WI RA
APPROVED

Since 2018-02-14

Branch Locations

Lajolla, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mta Financial Services	Wausau	WI	06/1992	Present
Lpl Financial Llc	Lajolla	CA	02/2018	Present

06/1992 → Present

Mta Financial Services

Wausau, WI
02/2018 → Present

Lpl Financial Llc

Lajolla, CA

Previous Registrations

2001-01-01 → 2018-02-14

Sii Investments, Inc.

Appleton, WI

Lajolla, CA

Wausau, WI

Appleton, WI

Other Businesses

1. 02/14/2018 - MTA Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 06/1992.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-06-25

S63 Uniform Securities Agent State Law Examination

1987-06-25

View on SEC IAPD