Steven David Esala

Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-03-26
FL	RA	APPROVED	2006-12-01

TX RA
APPROVED_RES

Since 2009-03-26
FL RA
APPROVED

Since 2006-12-01

Branch Locations

Satellite Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Thrivent Investment Management Inc	Satellite Beach	FL	07/2002	Present
Thrivent Financial	Appleton	WI	07/2002	Present

07/2002 → Present

Thrivent Investment Management Inc

Satellite Beach, FL
07/2002 → Present

Thrivent Financial

Appleton, WI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-08-20
S63	Uniform Securities Agent State Law Examination	1987-04-23

S66 Uniform Combined State Law Examination

2002-08-20
S63 Uniform Securities Agent State Law Examination

1987-04-23

View on SEC IAPD