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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2023-07-20
TX RA APPROVED_RES 2023-07-20
  • MS RA
    APPROVED
    Since 2023-07-20
  • TX RA
    APPROVED_RES
    Since 2023-07-20

Branch Locations

1062 Highland Colony Parkway Suite 100, Ridgeland, MS 39157 • United States

Flowood, MS • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Inc Ridgeland MS 01/2009 06/2022
Stephens Inc. Ridgeland MS 06/2022 07/2023
Raymond James & Associates, Inc. Ridgland MS 07/2023 Present
  • 01/2009 → 06/2022
    Stephens Inc
    Ridgeland, MS
  • 06/2022 → 07/2023
    Stephens Inc.
    Ridgeland, MS
  • 07/2023 → Present
    Ridgland, MS
Previous Registrations
  • 2009-01-14 → 2023-08-18
    Ridgeland, MS
  • 2007-07-12 → 2009-01-15
    Morgan Keegan & Company, Llc
    Jackson, MS
    Jackson, MS
Other Businesses

(1)Name of Business: Hartfield Academy Address: we have it at he Presidents home in our subdivision , Flowood, MS, 39232, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board Investment Related: No Start Date: 03/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Board of trustee for school \nmonthly meetings

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-11
S63 Uniform Securities Agent State Law Examination 1987-01-21
  • S66 Uniform Combined State Law Examination
    2007-07-11
  • S63 Uniform Securities Agent State Law Examination
    1987-01-21

View on SEC IAPD

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