Ramon Ray Smith

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1986 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Corpus Christi, TX
• 12/2009 → Present
  Bank Of America,Na
  Corpus Christi, TX

Other Businesses

I*2197262, Entity Type: , Name of OBA: S A R, Address: Austin, Texas, 78759-4530, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 10-Feb-2025, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties: I*2207308, Entity Type: , Name of OBA: D M S AND S A R JTWROS TOD BENEFICIARIE, Address: Austin, Texas, 78759, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 18-Feb-2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-06-14
• S63 Uniform Securities Agent State Law Examination
  1986-12-12

Other Names

• Ramon Smith