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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-05-05
  • NJ RA
    APPROVED
    Since 2026-05-05

Branch Locations

61 S. Paramus Rd 550 5Th Fl, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Paramus NJ 12/2007 03/2026
Wells Fargo Advisors Llc Summit NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Summit NJ 11/2016 05/2026
Wells Fargo Advisors Financial Network, Llc Paramus NJ 05/2026 Present
Previous Registrations
  • 2008-01-28 → 2026-05-05
    Minneapolis, MN
    Paramus, NJ
    Charlotte, NC
    Short Hills, NJ
    Minneapolis, MN
    Tarpon Springs, FL
    Essex Fells, NJ
  • 2006-02-01 → 2007-11-13
    Morgan Stanley & Co. Llc
    New York, NY
Other Businesses

39HLEF,LLC; NOT INV. RELATED; ESSEX FELLS,NJ; 100% OWNERSHIP; START DATE 04/15/2020; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-27
S63 Uniform Securities Agent State Law Examination 1987-01-22
  • S65 Uniform Investment Adviser Law Examination
    2006-01-27
  • S63 Uniform Securities Agent State Law Examination
    1987-01-22

View on SEC IAPD

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