Best Investors Account Sign in
Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-14
PA RA APPROVED 2026-01-12
  • TX RA
    APPROVED_RES
    Since 2026-01-14
  • PA RA
    APPROVED
    Since 2026-01-12

Branch Locations

309 Exton Cmns, Exton, PA 19341 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Berwyn PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Berwyn PA 11/2016 01/2026
Wells Fargo Advisors Financial Network, Llc Wayne PA 01/2026 Present
Previous Registrations
Other Businesses

ESTATE OF NANCY LOVELIS ; INV RELATED; SALEM, UT; OVERSEEING MY MOTHER'S ESTATE. ; Executor/co-Executor/Personal Representative; START DATE: 01/29/2026; 5 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-01-07
S63 Uniform Securities Agent State Law Examination 1995-02-15
  • S65 Uniform Investment Adviser Law Examination
    1997-01-07
  • S63 Uniform Securities Agent State Law Examination
    1995-02-15
Other Names
  • Cyndi Hill

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Exton, PA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor