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4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2023-02-02 |
| TX | RA | APPROVED_RES | 2022-01-23 |
| WI | RA | APPROVED | 2004-07-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Heartland Capital Inc | Lake St. Louis | MO | 12/2002 | Present |
FIRST HEARTLAND CONSULTANTS, Inc. Investment related. IAR. INVESTMENT ADVISORY SERVICES. Start 12/11/02. Self. Investment related. SALES AND DISTRIBUTION OF FIXED INSURANCE PRODUCTS. Start 8/26/14. DS Financial LLC. Not investment related. Business structure for tax purposes. Start 6/29/20.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 1987-05-18 |
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