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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2010-09-01 |
Branch Locations
2855 Coolidge Hwy Ste 202, Troy, MI 48084-3216 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Troy | MI | 01/2000 | Present |
1. 01/05/2000 - Financial Marketing Group-INV REL-Non-Variable Insurance-Marketing of Fixed Annuities & Life 2. 01/05/2000-111 Inc.-INV REL-Business Entity For Tax/Investment Purposes Only- 3. 02/24/2003 - FINANCIAL SOLUTIONS OF MICHIGAN - IVN REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 4. 10/18/2010 - HARVEST TIME VENTURES -NOT INV REL- COMMUNITY, CIVIC AND CHARITABLE BOARD - 10% TIME SPENT - INSTRUCTOR, TEACHING BIBLICAL ENTREPRENEURSHIP CLASSES THROUGH NEHEMIAH PROJECT INTERNATIONAL MINISTRIES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 1987-05-26 |
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