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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-04-11 |
| FL | RA | APPROVED | 2019-06-21 |
| GA | RA | APPROVED | 2003-01-13 |
| TX | RA | APPROVED_RES | 1997-06-05 |
Branch Locations
8000 Avalon Blvd Suite 925, Alpharetta, GA 30009 • United States
Perdido Key, FL • United States
Fairhope, AL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Alpharetta | GA | 02/1994 | Present |
1) VDM 305, LLC / Perdido Key /FL 32507/ United States/ personal LLC/ Real Estate/ my primary residence which is occasionally rented out when I am not using it, a beach condo/ Proprietor / owner/ Live there, pay normal expenses, pay the mortgage, utilities, cleaning etc./ Receive compensation?: Yes/ Investment in company?: Yes, 100%/ Authority to make investment decisions?: Yes/ Start Date 8/17/2020 /// 2) TND Holdings, LLC / Perdido Key / FL 32507/United States/ LLC, my attorney recommended I put my primary residence into an LLC and then a Delaware Holding company for asset protection and estate planning as it is a beach condo and will be rented on occasion when I am not there. / Real Estate/ To hold any other LLC's that I may own, current and future and to provide additional layer of asset protection/ Proprietor / owner/ pay bills, collect rent, repairs and maintenance, file tax return/ Receive compensation?: Yes/ Investment in company?: Yes, 100%/ Authority to make investment decisions?: Yes / Start Date 8/17/2020. 3)My Jubilee, LLC,AlabamaUnited States,LLCReal Estate,rental home,Proprietor / owner,Typical duties as an owner of rental propertyStart date -1/1/2026 4) Dollars and Sense Properties, LLC, My previous home became rental property and for estate planning purposes my attorney recommended I put in this old and up until now empty LLC, Proprietor / owner, managerial, collect rent, organize repairs, pay bills, lease and eventually sell, start date-1/7/2021, Alpharetta/Fulton Georgia United States-30005
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-09 |
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