Dennis Anthony Contrestano

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → 12/2017
  Rbc Capital Markets Corporation
  Fresno, CA
• 12/2017 → Present
  Independent Financial Group
  Fresno, CA

Previous Registrations

• 2006-10-27 → 2017-12-19
  Rbc Capital Markets, Llc
  Fresno, CA
• 2006-08-12 → 2006-11-08
  Ubs Financial Services Inc.
  Fresno, CA
• 1997-09-16 → 2006-08-12
  Piper Sandler & Co.
  Fresno, CA
  Minneapolis, MN
  Fresno, CA

Other Businesses

(1) CAPITAL FINANCIAL & INSURANCE SERVICES INC POSITION: Independent Contractor NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2017 ADDRESS: 1318 East Shaw Avenue, Suite 200, Fresno CA 93710, United States DESCRIPTION: Registered Representative at DBA used for marketing purposes (2)CO TRUSTEE POSITION: Agent/Representative NATURE: Acting as a POA, Trustee, Executor. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2011 ADDRESS: 1318 East Shaw Avenue, Suite 200, Fresno CA 93710, United States DESCRIPTION: Acting as co-trustee for mother's trust account

Exams

• S66 Uniform Combined State Law Examination
  2008-09-06
• S63 Uniform Securities Agent State Law Examination
  1987-02-06

Other Names

• Dennis A Contrestano