David Lee Frohlichstein

Current Employers

Employment History

• 06/1976 → Present
  Self Employed Professional Musician
  St. Charles, IL
• 05/1999 → Present
  Frolicstein Financial
  St Charles, IL
• 08/2009 → Present
  Ausdal Financial Partners, Inc.
  St. Charles, IL

Previous Registrations

• 2001-08-14 → 2009-08-19
  Waterstone Financial Group, Inc.
  Geneva, IL
  Geneva, IL
• 1998-01-12 → 2006-08-22
  Heritage Capital Management Inc
  Geneva, IL

Other Businesses

1.FROLICSTEIN FINANCIAL SOLUTIONS GROUP, INC, 1652 E MAIN ST., SUITE 200, ST. CHARLES,IL,60174 INSURANCE AND INVESTMENT SERVICES, Investment Advisor. Approximately 160 hours a month are devoted to this activity all during trading hours. SALES OF FIXED INSURANCE AND FINANCIAL SERVICES. This is an investment related activity. Income is FEE-based OR COMMISSIONS. 2.RENTAL PROPERTY IN COLORADO, 2/2009 TO PRESENT, 100% OWNER, RENTAL INCOME ONLY. 1-5 HOURS A MONTH DEVOTED TO THIS ACTIVITY OF WHICH LESS THAN ONE HOUR A MONTH IS DURING TRADING HOURS. THIS IS NOT AN INVESTMENT RELATED ACTIVITY. 3.MUSIC PERFORMANCE 5-10 HOURS A MONTH ARE DEVOTED TO THIS ACTIVITY OF WHICH LESS THAN ONE HOURS WOULD BE TRADING HOURS. THIS IS NOT AN INVESTMENT RELATED ACTIVITY. PAID PER PERFORMANCE OR JOB. AMOUNT VARIES FOR EACH ACTIVITY.

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-08-17

Designations

Other Names

• Dave Frohlichstein
• David Frolicstein
• Dave Frolicstein