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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2010-06-15
  • PA RA
    APPROVED
    Since 2010-06-15

Branch Locations

110 W. Eisenhower Drive Suite B, Hanover, PA 17331 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Benchmark Investments & Insurance Hanover PA 11/2009 07/2026
Commonwealth Financial Network Waltham MA 11/2009 07/2026
Commonwealth Financial Network Waltham MA 07/2026 Present
Benchmark Investments & Insurance Hanover MA 07/2026 Present
Previous Registrations
  • 2009-07-24 → 2009-11-06
    Cetera Wealth Services, Llc
    Sewickley, PA
    Hanover, PA
Other Businesses

1)FIXED INSURANCE SALES; AS AN AGENT; CONDUCTED FROM BRANCH LOCATION; INVESTMENT RELATED. 2)EVANS FINANCIAL SERVICES, LLC; 50% OWNER; ENTITY CREATED FOR SECURITIES BUSINESS; INVESTMENT RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-06-22
  • S63 Uniform Securities Agent State Law Examination
    1987-06-22
Designations
Other Names
  • Hattie Catherine Horn

View on SEC IAPD

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