Best Investors Account Sign in
Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-06-30
TX RA APPROVED 2021-06-22
  • FL RA
    APPROVED
    Since 2021-06-30
  • TX RA
    APPROVED
    Since 2021-06-22

Branch Locations

1080 Brickel Ave Apt 2502, Miami, FL 33131 • United States

200 S. Biscayne Blvd Suite 500, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Miami FL 02/2005 05/2021
Raymond James Financial Services, Inc. Miami FL 06/2021 Present
Raymond James Financial Services Advisors, Inc. Miami FL 06/2021 Present
Sankalpa Financial Services Miami FL 06/2021 Present
Previous Registrations
Other Businesses

(1)Name of Business: Sankalpa Financial Services Address: 98 SE 7th St, Suite 620 , Miami, FL, 33131, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 06/22/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Owner (2)Name of Business: Siete Arboles SA Address: Virasoro 2005 , San Isidro , Buenos Aires , 1642, Argentina Activity Type: Agriculture/Farming Position/Title: Investment Related: No Start Date: 04/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-21
  • S66 Uniform Combined State Law Examination
    2007-12-21

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Miami, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor