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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-06-30 |
| TX | RA | APPROVED | 2021-06-22 |
Branch Locations
1080 Brickel Ave Apt 2502, Miami, FL 33131 • United States
200 S. Biscayne Blvd Suite 500, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Miami | FL | 02/2005 | 05/2021 |
| Raymond James Financial Services, Inc. | Miami | FL | 06/2021 | Present |
| Raymond James Financial Services Advisors, Inc. | Miami | FL | 06/2021 | Present |
| Sankalpa Financial Services | Miami | FL | 06/2021 | Present |
(1)Name of Business: Sankalpa Financial Services Address: 98 SE 7th St, Suite 620 , Miami, FL, 33131, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 06/22/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Owner (2)Name of Business: Siete Arboles SA Address: Virasoro 2005 , San Isidro , Buenos Aires , 1642, Argentina Activity Type: Agriculture/Farming Position/Title: Investment Related: No Start Date: 04/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-21 |
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