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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-07-18
TX RA APPROVED_RES 2007-05-01
MD RA APPROVED 2004-02-12
  • TN RA
    APPROVED
    Since 2024-07-18
  • TX RA
    APPROVED_RES
    Since 2007-05-01
  • MD RA
    APPROVED
    Since 2004-02-12

Branch Locations

11100 Barnsley Way, Marriottsville, MD 21104 • United States

Piney Flats, TN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Thrivent Investment Management Inc Piney Flats TN 07/2002 Present
Other Businesses

ORPHAN GRAIN TRAIN MD POSITION: Board Member NATURE: Collect and distribute items for the poor - both National and international INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/22/2016 ADDRESS: 31 Rowe Blvd, Annapolis MD 21401 DESCRIPTION: Help to develop policy for organization LUTHERAN MISSION SOCEITY POSITION: Board Member NATURE: TheLutheran Mission Soceity is a social ministry for the people in the central Maryland area. There are area thrift stores, counseling, and ministry available. The organization is privately funded and does not accept government funds wihich would dictate how benefits are distributed. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2016 ADDRESS: 601 Hammonds Lane, Baltimore MD 21225, United States DESCRIPTION: Expected to attend 7 meetings per year. Postion will involve developing budget and general policy for the Lutheran Mission Soceity. BLUE CROSS/BLUE SHIELD POSITION: Agent NATURE: major medical and medigap policies .... just servicing exsisting client Base of 10-15 clients. Pick up the medigap people when Thrivent was not able to sell in Maryland. Service is very limited needing less than 1 hour per month. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2003 ADDRESS: 6 North Park Dr, Suite 310, Hunt Valley MD 21030, United States DESCRIPTION: Maintaining records an d current clients. no new sales anticipated CMT CONSULTING POSITION: Owner NATURE: CMT Consulting is a sole proprietorship. It was formed to provide accounting and payroll services for "Contractor" Arnold T Abel Jr. It is also needed to fulfill the obligations of the "Contractor" in his financial associate II role. CMT Consulting currently has 2 employees - Arnold T Abel Jr and Alaine L Abel. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2026 ADDRESS: 2123 Whippoorwill Trl, Piney Flats TN 37686, United States DESCRIPTION: I coordinate sales operations, oversite, planning, and payroll.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-08-12
S63 Uniform Securities Agent State Law Examination 1998-01-06
  • S65 Uniform Investment Adviser Law Examination
    2002-08-12
  • S63 Uniform Securities Agent State Law Examination
    1998-01-06

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