John Edward Hoffman

Current Employers

Emerson Equity Llc

155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2020-03-19

CA RA
APPROVED

Since 2020-03-19

Branch Locations

San Diego, CA • United States

9940 Research Drive Suite 200, Irvine, CA 92618 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Centaurus Financial Inc.	Anaheim	CA	07/2014	12/2019
Emerson Equity Llc	San Diego	CA	01/2020	Present

07/2014 → 12/2019

Centaurus Financial Inc.

Anaheim, CA
01/2020 → Present

Emerson Equity Llc

San Diego, CA

Previous Registrations

2014-07-25 → 2019-12-31

Centaurus Financial, Inc.

Leesburg, VA

San Diego, CA

Leesburg, VA

Anaheim, CA
2005-05-13 → 2014-07-30

Financial Designs Ltd.

San Diego, CA

San Diego, CA
2005-10-21 → 2014-07-24

Independent Financial Group, Llc

San Diego, CA

San Diego, CA
2005-02-23 → 2005-10-21

Independent Financial Group, Llc

San Diego, CA
2002-02-27 → 2004-12-31

Sentra Securities Corporation

San Diego, CA

Other Businesses

AGENT, INVESTMENT RELATED, SAN DIEGO, CA 92130, FIXED INSURANCE AND/OR FIXED ANNUITIES, SINCE 1978, CURRENTLY SERVICE EXISTING FIXED INSURANCE/FIXED ANNUITY CLIENTS, 2-4 HRS MONTHLY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-06-09
S63	Uniform Securities Agent State Law Examination	1987-03-13

S65 Uniform Investment Adviser Law Examination

1999-06-09
S63 Uniform Securities Agent State Law Examination

1987-03-13

View on SEC IAPD