Susan Ellen Haffey

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2002 → Present
  Lpl Financial Llc
  Troy, MI

Other Businesses

1. 12/11/2002 - Direct Sales - INV REL - MARY KAY COSMETICS 2. 02/26/2009 - Financial Solutions of Michigan - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business)

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-09-28
• S63 Uniform Securities Agent State Law Examination
  2002-12-06

Other Names

• Susan Ellen Redluske