Brett Michael Morris

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → 09/2023
  Td Ameritrade, Inc.
  Bellevue, WA
• 10/2022 → Present
  Charles Schwab & Co.
  Chula Vista, CA

Previous Registrations

• 2011-10-17 → 2022-10-14
  Td Ameritrade, Inc.
  San Diego, CA
  Bellevue, WA
• 2011-10-17 → 2013-09-03
  Td Ameritrade Investment Management, Llc
  Bellevue, WA
  Bellevue, WA
• 2008-03-06 → 2011-10-03
  Tiaa-Cref Individual & Institutional Services, Llc
  Spokane, WA
  Kirkland, WA
  Seattle, WA
• 2003-07-31 → 2006-12-06
  Td Ameritrade, Inc.
  Seattle, WA
  Seattle, WA
• 2006-04-25 → 2006-12-06
  Td Ameritrade Investment Management, Llc
  Seattle, WA

Other Businesses

1) Cowlitz Indian Tribe | Investment Related:No|055 9th Avenue Suite B |Longview |WA|98632|USA|Other|Housing Board Member |1/10/2023|Less than 20|0|Review housing needs submitted by the tribal members such as down payment assistance, rent assistance, Aging in Place assistance, home repair assistance.

Exams

• S66 Uniform Combined State Law Examination
  2003-07-25
• S63 Uniform Securities Agent State Law Examination
  2000-01-20

Other Names

• Brett Morris