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Abingdon, MD • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APP_PEND_IARCE | 2026-01-01 |
| DE | RA | APPROVED | 2022-01-26 |
Branch Locations
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Asset Management Services, Inc. | Abingdon | MD | 06/1997 | Present |
| Safe Harbor Financial Group Llc | Abingdon | MD | 02/2007 | 04/2021 |
| Cruisin The Bay Tours Llc | Abingdon | MD | 12/2025 | Present |
1) Cruisin the Bay Tours LLC; Not Investment Related; Owner/Vice President/Boat Captain; Captaining tours on boat on weekends; Started 12/20025; Approximately 20 hours per month spent; Approximately 2 hours spent during securities trading hours per month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-17 |
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