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1 North Franklin Suite 1850, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-09-11 |
| TX | RA | APPROVED | 2025-09-11 |
Branch Locations
142 West Monroe, Kirkwood, MO 63122 • United States
1 North Franklin Suite 1850, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2015 | 09/2025 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2015 | 09/2025 |
| Private Client Services | Kirkwood | MO | 09/2025 | Present |
| Vestgen Advisors, Llc | Chicago | IL | 09/2025 | Present |
1) The E. Walter Hausstette Charitable Foundation. 142 W Monroe Ave. Hausstette Foundation is a small charitable foundation that gives $5,000 grants to eligible organizations primarily in the St. Louis area. I have help guide the grant making process with a group of board members of which I am one. 10 hrs/mo; 0 during trading hrs. Not investment related. 2) VestGen Advisors, LLC. 206 North Main Street, Wheaton, IL 60187. RIA. 175 hrs/mo; 100 during trading hrs. 3) Fixed Insurance Product Sales, VestGen Insurance Partners, LLC. 142 West Monroe Ave, Kirkwood, MO 63122. As part of my role as a financial advisor, I offer fixed insurance products such as Term Life, Univeral Life & Fixed Annuities. I present and sell these products to customers after assessing their overall financial needs. 3 hrs/mo; 1 during trading hrs. Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 1986-11-17 |
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