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Current Employers
Vestgen Advisors, Llc

1 North Franklin Suite 1850, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-09-11
TX RA APPROVED 2025-09-11
  • MO RA
    APPROVED
    Since 2025-09-11
  • TX RA
    APPROVED
    Since 2025-09-11

Branch Locations

142 West Monroe, Kirkwood, MO 63122 • United States

1 North Franklin Suite 1850, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 09/2015 09/2025
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2015 09/2025
Private Client Services Kirkwood MO 09/2025 Present
Vestgen Advisors, Llc Chicago IL 09/2025 Present
Previous Registrations
  • 2015-09-30 → 2025-09-17
    Kirkwood, MO
    Kirkwood, MO
  • 2011-06-27 → 2015-12-31
    Universal Financial Planning Consultants, Inc.
    St. Charles, MO
    Kirkwood, MO
  • 2009-09-08 → 2012-01-11
    St. Charles, MO
    Kirkwood, MO
  • 2003-02-27 → 2009-09-08
    Mutual Service Corporation
    St. Charles, MO
    Boston, MA
    St. Charles, MO
  • 1997-11-24 → 2003-01-16
    Walnut Street Advisers Inc
    St. Charles, MO
Other Businesses

1) The E. Walter Hausstette Charitable Foundation. 142 W Monroe Ave. Hausstette Foundation is a small charitable foundation that gives $5,000 grants to eligible organizations primarily in the St. Louis area. I have help guide the grant making process with a group of board members of which I am one. 10 hrs/mo; 0 during trading hrs. Not investment related. 2) VestGen Advisors, LLC. 206 North Main Street, Wheaton, IL 60187. RIA. 175 hrs/mo; 100 during trading hrs. 3) Fixed Insurance Product Sales, VestGen Insurance Partners, LLC. 142 West Monroe Ave, Kirkwood, MO 63122. As part of my role as a financial advisor, I offer fixed insurance products such as Term Life, Univeral Life & Fixed Annuities. I present and sell these products to customers after assessing their overall financial needs. 3 hrs/mo; 1 during trading hrs. Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-11-02
S63 Uniform Securities Agent State Law Examination 1986-11-17
  • S65 Uniform Investment Adviser Law Examination
    2005-11-02
  • S63 Uniform Securities Agent State Law Examination
    1986-11-17
Designations
Other Names
  • Mike Moloney

View on SEC IAPD

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