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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2022-08-31 |
| CA | RA | APPROVED | 2019-12-06 |
| TX | RA | APPROVED | 2019-12-06 |
Branch Locations
595 Humboldt St Ste 200, Reno, NV 89509 • United States
1001 N Demaree St Ste 5 [Satellite], Visalia, CA 93291 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Visalia | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Visalia | CA | 11/2016 | 12/2019 |
| Wells Fargo Advisors Financial Network, Llc | Visalia | CA | 12/2019 | Present |
GM WEALTH MANAGEMENT; INVESTMENT RELATED; VISALIA,CA; 100% OWNERSHIP WITH SPOUSE; START DATE 8/1/2020; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; FINET PRACTICE. TRUSTEE FOR SISTER'S TRUST; INV. RELATED; VISALIA, CA; START DATE 6/2020; 1 HR PER MONTH; 0 HRS DURING TRADING. CO-TRUSTEE FOR FINET PRACTICE 401K; INV. RELATED; VISALIA, CA; START DATE: 8/2020; 2 HRS PER MONTH; 0 HRS DURING TRADING. CO-TRUSTEE FOR FINET PRACTICE 401K FBO SELF & 2 ASSOCIATES; INV. RELATED; VISALIA, CA; START DATE: 8/2020; 2 HRS PER MONTH; 0 HRS DURING TRADING. CO-TRUSTEE FOR FINET PRACTICE DBP; INV. RELATED; VISALIA, CA; START DATE: 11/2021; 2 HRS PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-17 |
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