Terese A Roberts

Current Employers

Employment History

• 11/2012 → 10/2017
  Bolton Global Capital
  Bolton, MA
• 12/2012 → 10/2017
  Bolton Global Asset Managment
  Bolton, MA
• 11/2017 → Present
  Lpl Financial, Llc
  Brownsville, TX
• 11/2017 → Present
  Private Advisor Group, Llc
  Brownsville, TX

Previous Registrations

• 2012-12-07 → 2017-10-30
  Bolton Securities Corporation
  Bolton, MA
• 2010-01-09 → 2012-11-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mcallen, TX

Other Businesses

1. 11/17/2017 - CO TRUSTEE OF THE STEPHEN MARK ROBERTS TRUST/ ACT IN A FIDUCIARY CAPACITY/ 5%/ BROWNSVILLE, TX 2. 11/17/2017 - TEXAS DEPT OF INSURANCE/ NON-VARIABLE INSURANCE/ 5%/ BROWNSVILLE, TX 3. 11/17/2017 - STEPHEN MARK ROBERTS TRUST/ REAL ESTATE RENTAL/ 1%/ BROWNSVILLE, TX 4. 11/17/2017 - NOTARY PUBLIC OF THE STATE OF TEXAS/ NOTARY/ 1%/ BROWNSVILLE, TX 5. 11/17/2017 - Clearpoint Advisors, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/30/2017 - 160 Hours Per Month/6 Hours During Securities Trading - Time Spent 95%. 6. 12/5/2017 - Private Advisor Group - DBA: (Hybrid) ClearPoint Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 10/30/2017 - 160 Hours Per Month During Securities Trading - Time Spent 95% - I provide investment advisory services through Private Advisor Group, Inc., an independent investment advisor firm. I started this business activity on 12/05/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 12/5/2017 - PRIVATE ADVISOR GROUP, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 10/30/2017 - 160 Hours Per Month/6 Hours During Securities Trading - Time Spent 95% - I provide investment advisory services through Private Advisor Group, Inc., an independent investment advisor firm. I started this business activity on 12/05/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2009-12-31

Other Names

• Terese A Roberts
• Terese Anne Moser
• Terese Anne Diederich
• Terese Anne Kuri
• Terese Anne Roberts
• Terese Anne Roberts