Edward Francis Chairvolotti

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2008 → Present
  Lpl Financial Llc
  Winter Park, FL
• 09/2019 → Present
  Chairvolotti Financial, Inc.
  Winter Park, FL

Other Businesses

1. 05/23/2008 - CHAIRVOLOTTI FINANCIAL - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 4/03/2009 - CHAIRVOLOTTI FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Time Spent 10% - LIFE INSURANCE THROUGH OHIO NATIONAL, FIXED ANNUITIES THROUGH MIDLAND NATIONAL, DISABILITY THROUGH COLONIAL, AND HEALTH THROUGH BLUE CROSS AND BLUE SHIELD. 3. 9/21/2010 - CHAIRVOLOTTI FINANCIAL - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Time Spent 100% - UNITED HEALTH CARE PILOT, PACIFIC LIFE, OHIO NATIONAL, MIDLAND NATIONAL. 4. 5/16/2017 - Imagine America Foundation Publishing Co - Not Investment Related - Location: By Telephone - For-Profit Board Member - Started 05/10/2017 - 0 Hours Per Month. 5. 1/12/2021 - Chairvolotti Financial, Inc. - DBA: (FP) 401Karat - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR/Owner - Started 10/01/2019 - 10 Hours Per Month/0 Hours During Securities Trading - I provide financial planning and consulting services through Chairvolotti Financial, Inc., an independent investment advisor firm. I started this business activity in 10/2019. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 6. 08/04/2025 - Opus Capital Management LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start date: 08/01/2025 - 6hrs/mnth 2 hrs during trading

Exams

• S66 Uniform Combined State Law Examination
  2008-09-12
• S63 Uniform Securities Agent State Law Examination
  1986-10-30

Other Names

• Ed Chairvolotti