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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2012-01-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfg | Cullman | AL | 06/2001 | Present |
| Black Cypress Hunting Club | Shaw | MS | 10/2008 | Present |
| Transamerica Financial Advisors, Llc | Cullman | AL | 01/2012 | Present |
| Wealthwave | Cullman | AL | 01/2016 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. BLACK CYPRESS HUNTING CLUB/NO/SHAW, MS/COLLECTING DUES-10/25/08/IN CHARGE OF COLLECTING DUES AND PAYING LEASE5/5/THIS IS A DUCK HUNTING LEASE OF APPROX 2200 ACRES AND LODGE IT HAS 8 MEMBERS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-07 |
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