James Elden Lowe

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-01-04
MN	RA	APPROVED	2016-12-15

FL RA
APPROVED

Since 2024-01-04
MN RA
APPROVED

Since 2016-12-15

Branch Locations

Crosslake, MN • United States

Cape Coral, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Commonwealth Financial Network	Waltham	MA	08/2003	12/2016
Lpl Financial, Llc	Lake Elmo	MN	12/2016	Present

08/2003 → 12/2016

Commonwealth Financial Network

Waltham, MA
12/2016 → Present

Lpl Financial, Llc

Lake Elmo, MN

Previous Registrations

2014-01-21 → 2016-12-16

Commonwealth Financial Network

Lake Elmo, MN

Lake Elmo, MN

Other Businesses

1. 12/15/2016 - MERIDIAN ASSET PARTNERS/ NON-VARIABLE INSURANCE/ 5%/ LAKE ELMO, MN 2. 12/15/2016 - MERIDIAN ASSET PARTNERS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ LAKE ELMO, MN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-03-08
S63	Uniform Securities Agent State Law Examination	1986-11-12

S65 Uniform Investment Adviser Law Examination

1999-03-08
S63 Uniform Securities Agent State Law Examination

1986-11-12

View on SEC IAPD